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Net Income/Loss Statistics for Securities Firms in April 2011

Net Income/Loss Statistics for Securities Firms in April 2011

Net income of overall securities firms in April 2011 was NT$3,302 million. Among them, net income of integrated securities firms was NT$3,051 million, net income of securities brokerage firms was NT$251 million while net loss of a futures commission merchant (abbreviated to FCM) which engaged in securities business was NT$0.2 million. Statistics of net income/loss is shown in Table 1.
In April, 66 firms recorded net income. Among them, 38 were integrated securities firms, 28 were securities brokerage firms. 19 firms suffered net loss. Among them, 9 were integrated securities firms, 9 were securities brokerage firms and 1 was an FCM which engaged in securities business. The lists of top 5 securities firms with net income/loss are shown in Table 2.
Over all, 5 integrated securities firms, 3 securities brokerage firms and 1 FCM which engaged in securities business have had net loss for three consecutive months. The lists of securities firms which have been in the loss for three consecutive months are shown in Table 3.
As of the end of April 2011, there were 10 securities firms with stockholders’ equity below paid-in capital. Among them, 5 were integrated securities firms, 4 were securities brokerage firms and 1 was FCM which engaged in securities business. The lists of top 5 securities firms with stockholders’ equity below paid-in capital are shown in Table 4.

Table 1
Statistics of Net Income/Loss
(Million NT$)
Firm Type Current Month Previous Month
Overall securities firms 3,302 2,616
Integrated securities firms 3,051 2,334
Securities brokerage firms 251 283
FCM -0.2 -0.2


Table 2
Top 5 Integrated Securities Firms on Net Income
(Million NT$)
Seq.
No. Firm No. Name of Firm Net
Income
1 9200 KGI SECURITIES CO., LTD. 539
2 5720 GRAND CATHAY SECURITIES CO., LTD. 364
3 9800 YUANTA SECURITIES CO., LTD 301
4 5510 SINOPAC SECURITIES CO., LTD. 294
5 9700 POLARIS SECURITIES CO., LTD. 228

Top 5 Integrated Securities Firms on Net Loss
(Million NT$)
Seq.
No. Firm No. Name of Firm Net
Loss
1 5820 TAIWAN INTERNATIONAL SECURITIES CO., LTD. -53
2 1260 HORIZON SECURITIES CO.,LTD. -32
3 6480 GRAND FORTUNE SECURITIES CO., LTD. -23
4 1470 MORGAN STANLEY TAIWAN LIMITED -21
5 1400 ABN AMRO ASIA LTD.,TAIPEI BRANCH -17



Top 5 Securities Brokerage Firms on Net Income
(Million NT$)
Seq.
No. Firm No. Name of Firm Net
Income
1 1520 CREDIT SUISSE, TAIPEI BRANCH 119
2 1380 CLSA LTD., TAIPEI BRANCH 45
3 8440 J.P. MORGAN SECURITIES (TAIWAN) LIMITED 42
4 8900 BNP PARIBAS SECURITIES (TAIWAN) CO., LTD. 10
5 6460 DAH CHANG SECURITIES CO.,LTD. 9

Top 5 Securities Brokerage Firms on Net Loss
(Million NT$)
Seq.
No. Firm No. Name of Firm Net
Loss
1 8850 SHING FONG SECURITIES CO., LTD.  -3
2 5460 PAO SHIN SECURITIES CO., LTD. -1
3 8660 VANTONE SECURITIES CO., LTD. -1
4 7120 TAI AN SECURITIES CO., LTD. -0.8
5 8710 SUNNY SECURITIES CO., LTD. -0.6


1 FCM which engaged in securities business
(Million NT$)
Seq.
No. Firm No. Name of Firm Net
Loss
1 2200 POLARIS MF GLOBAL FUTURES CO., LTD. -0.2















Table 3
Lists of Securities Firms in Loss for Three Consecutive Months
5 Integrated Securities Firms
Firm No. Name of Firm
5820 TAIWAN INTERNATIONAL SECURITIES CO., LTD.
6480 GRAND FORTUNE SECURITIES CO., LTD.
1400 ABN AMRO ASIA LTD.,TAIPEI BRANCH
6910 RELIANCE SECURITIES CO., LTD.
5110 FULL LONG SECURITIES CO., LTD.

3 Securities Brokerage Firms
Firm No. Name of Firm
6620 CHUAN TAI SECURITIES CO.,LTD.
7120 TAI AN SECURITIES CO., LTD.
8660 VANTONE SECURITIES CO., LTD.


1 FCM which engaged in securities business
Firm No. Name of Firm
2200 POLARIS MF GLOBAL FUTURES CO., LTD.

Table 4
Lists of Securities Firms with Stockholders’ Equity below Paid-in Capital
Top 5 of 5 Integrated Securities Firms
Firm No. Name of Firm
5180 PACIFIC SECURITIES CO.,LTD.
5110 FULL LONG SECURITIES CO., LTD.
6480 GRAND FORTUNE SECURITIES CO., LTD.
1260 HORIZON SECURITIES CO.,LTD.
5820 TAIWAN INTERNATIONAL SECURITIES CO., LTD.

Top 4 of 4 Securities Brokerage Firms
Firm No. Name of Firm
7120 TAI AN SECURITIES CO., LTD.
6620 CHUAN TAI SECURITIES CO.,LTD.
8710 SUNNY SECURITIES CO., LTD.
8660 VANTONE SECURITIES CO., LTD.


1 FCM which engaged in securities business
Firm No. Name of Firm
2200 POLARIS MF GLOBAL FUTURES CO., LTD.


Accumulated Net Income/Loss Statistics of Securities Firms as of the end of April 2011
As of the end of April 2011, accumulated net income/loss of securities firms are as follows: Net income of overall securities firms was NT$10,464 million. Among 47 integrated securities firms, 35 recorded accumulated net income, and 12 suffered accumulated net loss. Among 37 securities brokerage firms, 28 had accumulated net income, and 9 sustained accumulated net loss. A futures commission merchant which engaged in securities business sustained net loss.

Statistics of Net Income/Loss (Million NT$)
Overall securities firms 10,464
Integrated securities firms 9,422
Securities brokerage firms 1,043
FCM
-0.6


Top 5 Integrated Securities Firms on Accumulated Net Income
(Million NT$)
Seq.
No. Firm No. Name of Firm Accumulated
Net Income
1 9800 YUANTA SECURITIES CO., LTD. 2,257
2 9200 KGI SECURITIES CO., LTD. 1,316
3 9600 FUBON SECURITIES CO., LTD. 793
4 9700 POLARIS SECURITIES CO., LTD. 787
5 5270 CAPITAL SECURITIES CO., LTD. 526

Top 5 Integrated Securities Firms on Accumulated Net Loss
(Million NT$)
Seq.
No. Firm No. Name of Firm Accumulated
Net Income
1 5820 TAIWAN INTERNATIONAL SECURITIES CO., LTD. -111
2 5260 TA CHING SECURITIES CO., LTD -60
3 8450 CONCORD SECURITIES CO.,LTD. -50
4 1260 HORIZON SECURITIES CO.,LTD. -40
5 1400 ABN AMRO ASIA LTD.,TAIPEI BRANCH -39


Top 5 Securities Brokerage Firms on Accumulated Net Income
(Million NT$)
Seq.
No. Firm No. Name of Firm Accumulated
Net Income
1 1520 CREDIT SUISSE, TAIPEI BRANCH 497
2 1380 CLSA LTD., TAIPEI BRANCH 209
3 8440 J.P. MORGAN SECURITIES (TAIWAN) LIMITED 160
4 6460 DAH CHANG SECURITIES CO.,LTD. 33
5 5320 GOLDEN GATE SECURITIES CO., LTD 24


Top 5 Securities Brokerage Firms on Accumulated Net Loss
(Million NT$)
Seq.
No. Firm No. Name of Firm Accumulated
Net Income
1 7080 BRIDGE STONE SECURITIES CO., LTD. -7
2 7120 TAI AN SECURITIES CO., LTD. -5
3 8850 SHING FONG SECURITIES CO., LTD. -4
4 6210 NEW HUNDRED KING SECURITIES CO., LTD. -3
5 5460 PAO SHIN SECURITIES CO., LTD. -3

1 FCM which engaged in securities business
Seq.
No. Firm No. Name of Firm Accumulated
Net Income
1 2200 POLARIS MF GLOBAL FUTURES CO., LTD. -0.6


Updated : 2021-05-11 07:27 GMT+08:00